Reference Library

We are the AML/CFT experts so you don’t need to be

Initialism have been tirelessly researching AML/CFT for many years and as a result we have collated a library of useful papers, articles, white papers, case studies and documentation which we are pleased to make available to you.

FATF REFERENCE LIBRARY

Financial Action Task Force Website

Financial Action Task Force (FATF) Recommendations – February 2012

FATF Procedures for AML/CFT Mutual Evaluation Methodology – November 2017

FATF Procedures for AML/CFT Mutual Evaluations – November 2017

FATF Guidance on Transparency and Beneficial Ownership – October 2014

FATF Guidance on Politically Exposed Persons – June 2013

FATF Guidance on AML/CFT and Financial Inclusion – November 2017

FATF Guidance on National Money Laundering and Terrorist Financing risk Assessment – February 2013

FATF Guidance for a risk-based approach: effective supervision and enforcement – October 2015

FATF Report – Emerging Terrorist Financing Risks – October 2015

FATF Report – Money laundering and terrorist financing risks and vulnerabilities associated with gold

FATF Guidance on a Risk-Based Approach for the Banking Sector – October 2014

FATF Guidance on a Risk-Based Approach to Prepaid Cards, Mobile Payments and Internet-Based Payment Services – June 2013

FATF Guidance on the Risk-Based Approach for the Life Insurance Sector – October 2009

FATF Report – Virtual Currencies – June 2014

FATF Report – Vulnerabilities of Legal Professionals – June 2013

FATF Guidance on Risk Based Approach Guidance for Legal Professionals – October 2008

FATF (APG) Typology – Trade Based Money Laundering – July 2012

FATF Report – the specific Risk Factors in the Laundering of Proceeds of Corruption (Assistance to reporting institutions) – July 2012

FATF Report – the Laundering the Proceeds of Corruption – July 2011

FATF Report on the Money Laundering Risks from Human Trafficking and Smuggling of Migrants – July 2011

FATF Report – Money Laundering Using New Payment Methods – October 2010

FATF Report – Money Laundering Using Trust and Company Service Providers – October 2010

FATF Guidance for a Risk-Based Approach for Money or Value Transfer Services – February 2016

FATF Report – Money Laundering through Money Remittance and Currency Exchange Providers – June 2010

FATF Report – Money Laundering and Terrorist Financing in the Securities Sector – October 2009

FATF Report – Money Laundering and Terrorist Financing through the Real Estate Sector – February 2008

FATF Guidance on the Risk-Based Approach for Casinos – October 2008

FATF Report – Vulnerabilities of Casinos and Gaming Sector – March 2009

FATF Guidance on the Risk-Based Approach for Accountants  – October 2008

FATF Guidance on the Risk-Based Approach for Dealers in Precious Metals and Stones – June 2008

FATF Financing of Recruitment for Terrorist Purposes

NEW ZEALAND REFERENCE LIBRARY

Ministry of Justice AML/CFT

Financial Markets Authority – AML/CFT

Reserve Bank of New Zealand – AML/CFT

The Department of Internal Affairs – AML/CFT

Anti-Money Laundering and Countering Financing of Terrorism Act 2009

AML/CFT Regulations and Commencement Order 2011

Territorial scope of the AML/CFT Act 2009

Anti-Money Laundering and Countering Financing of Terrorism (Definitions) Regulations 2011

Anti-Money Laundering and Countering Financing of Terrorism (Exemptions) Regulations 2011 

Anti-Money Laundering and Countering Financing of Terrorism (Requirements and Compliance) Regulations 2011

Anti-Money Laundering and Countering Financing of Terrorism (Ministerial Exemption Form) Regulations 2011

User Guide: Annual AML/CFT Report

Identity Verification Code of Practice – 2013

Identity Verification Code of Practice – 2013 Explanatory Note

Wire Transfers Fact Sheet 

Beneficial Ownership Guidelines 

Customer Due Diligence Fact Sheets: Acting on behalf of others

Customer Due Diligence Fact Sheets: Clubs and societies 

Customer Due Diligence Fact Sheets: Companies

Customer Due Diligence Fact Sheets: Co-operative

Customer Due Diligence Fact Sheets: Partnerships 

Customer Due Diligence Fact Sheets: Trusts

Guideline for Audits of Risk Assessments and AML/CFT Programmes

Countries Assessment Guideline

Designated Business Groups (DBG) Guidelines – Scope guideline

Designated Business Groups (DBG) Guidelines – Formation guideline      

Risk Assessment Guideline

AML/CFT Programme Guideline 

In the Ordinary Course of Business Guideline

Enhanced Customer Due Diligence Guideline

Lawyers and Conveyancers Guideline